Regulations

Heavily Licensed and Regulated Investment Firm

Tradxc specialises in , and , Forex, Stocks, ETFs, bonds, cryptos and indices. The group holds licenses and is regulated in various countries; thus providing its customers with the peace of mind in knowing that they are trading with a reliable and well-established broker. Tradxc is subject to stringent compliance requirements, including how it handles client assets, the safety of client funds and regular financial reporting. Here are the various licensing and regulation details:

European Union

TRADXC Co Ltd is incorporated in Cyprus and is regulated by the Cyprus Securities and Exchange Commission (No.:343/20). TRADXC Co Ltd. is a licensed investment firm compliant with the Markets in Financial Instruments Directive (MiFID). MiFID provides a harmonised regulatory regime for investment services within the European Economic Area. MiFID increases efficiency and financial transparency and offers greater consumer protection in investment services.

Kazakhstan

Tradxc KZ Technologies Limited has been granted a license by the Astana Financial Services Authority (AFSA) with license No.:311040900220 to operate a digital asset platform and provide custody services in the Astana International Financial Centre (AIFC).

El Salvador

Tradxc Services El Salvador, S.A. DE C.V. is licensed in El Salvador by the The National Commission of Digital Assets (CNAD) (License No.:PSAD-0572 ). The National Commission of Digital Assets (CNAD) in El Salvador is a regulatory authority dedicated to overseeing and promoting the development of the digital assets ecosystem. CNAD’s primary objectives include ensuring compliance with regulatory standards, fostering innovation, and maintaining a secure environment for digital asset transactions.

Middle East

Tradxc Middle East Ltd is regulated by the Abu Dhabi Global Markets (ADGM) Financial Regulatory Services Authority (FRSA) (No.:2200684).

ADGM’s Financial Services Regulatory Authority was established to advocate a progressive financial services environment and uphold the integrity of the whole international financial centre by managing any potential risks exposure and undesirable impact.

FSRA’s policies and the adherence to ADGM’s rules and regulations, which are modelled on and consistent with internationally recognised standards, ensure that financial entities operate with certainty, market participants thrive in an equal level-playing environment, and the best interests of investors are safeguarded.

Compliance with Financial Regulations

Our company is fully committed to adhering to financial regulations in all jurisdictions where we offer our services. This ensures that our operations are conducted within a transparent and compliant framework, safeguarding both the company and our clients. Our regulatory practices are designed to promote fair trading conditions and to protect the integrity of financial markets.

Licensing and Authorization

We operate as a licensed financial service provider and are authorized by the relevant regulatory authorities to offer our trading and investment services. As part of our commitment to compliance, we continually monitor regulatory updates to ensure our licenses remain valid and our operations adhere to any new requirements. This ongoing compliance allows us to maintain trust and credibility with our clients.

Anti-Money Laundering (AML) Compliance

To comply with Anti-Money Laundering (AML) regulations, we implement strict policies and procedures to prevent the use of our platform for illicit activities. All clients are required to undergo a thorough verification process, including identity verification and financial background checks. Suspicious activities will be reported to the appropriate authorities in accordance with applicable laws.

Know Your Customer (KYC) Policy

As part of our regulatory obligations, we enforce Know Your Customer (KYC) policies to verify the identity of our clients. This process includes the collection of personal information, such as name, address, date of birth, and government-issued identification. By conducting KYC checks, we ensure that our platform remains a secure environment for trading and investment.

Data Protection and Confidentiality

We take the protection of client data seriously and comply with all relevant data protection regulations, such as the General Data Protection Regulation (GDPR). All personal and financial information collected through our platform is encrypted and stored securely. Clients can trust that their data will not be shared with third parties without consent, except where required by law.

Financial Conduct and Ethical Trading

As a regulated entity, we uphold the highest standards of financial conduct and ethical trading practices. Our platform is designed to promote transparency and fairness, ensuring that all clients are treated equally and have access to accurate and timely information. Any misconduct, market manipulation, or unethical trading behavior is strictly prohibited and will be met with disciplinary action, including account suspension or termination.

Regular Audits and Regulatory Inspections

To maintain our regulatory standing, we undergo regular audits and inspections by authorized regulatory bodies. These audits are designed to verify that our financial reporting, risk management, and client protection measures are in full compliance with industry standards. Our commitment to transparency ensures that we remain a trusted platform for trading and investment.